Use of indentation tests to study the influence of confining stress on rock fragmentation by a TBM cutter

L.J. Yin, Q.M. Gong, H.S. Ma, J. Zhao, X. B. Zhao

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146 Citations (Scopus)


This paper explores the influence of the confining stress on rock fragmentation under the cutter of tunnel boring machine (TBM) by indentation test. Acoustic emission (AE) system was employed for real-time monitoring the rock fragmentation process during the indentation test. Granite and marble samples were used in the indentation test. The rock fragmentation processes with the different confining stress levels was studied based on the characteristics of force-penetration depth curve and the AE parameters, including AE energy rate, hit counts, amplitude and location of AE events. After the indentation test, the rock samples were cut along the centerline of rock samples and subsequently the crack distribution and the size of crushed zone were measured. The test results showed that the force for crack initiation and crushed zone size increased with increasing confining stress. The cracks tend to propagate to the free surface as the confining stress increases. But for the marble samples, there exists a critical confining stress condition, such that if the confining stress is more than the critical value, the force for crack initiation and crushed zone size decrease dramatically. Moreover, it was found that rock slabbing induced by confining stress had occurred before TBM cutter indentation. Such confining stress condition promotes rock fragmentation.

Original languageEnglish
Pages (from-to)261-276
Number of pages16
JournalInternational Journal of Rock Mechanics and Mining Sciences
Publication statusPublished - 1 Dec 2014
Externally publishedYes


  • Confining stress
  • Crack initiation and propagation
  • Indentation test
  • Tunnel boring machine (TBM)

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