Study on rock mass boreability by TBM penetration test under different in situ stress conditions

L.J. Yin, Q.M. Gong, J. Zhao

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51 Citations (Scopus)


Rock mass boreability is a comprehensive parameter reflecting the interaction between rock mass and a tunnel boring machine (TBM). Many factors including rock mass conditions, TBM specifications and operation parameters influence rock mass boreability. In situ stress, as one of the important properties of rock mass conditions, has not been studied specifically for rock mass boreability in TBM tunneling. In this study, three sets of TBM penetration tests are conducted with different in situ stress conditions in three TBM tunnels of the Jinping II Hydropower Station. The correlation between TBM operation parameters collected during the tests and the rock mass boreability index is analyzed to reveal the influence of in situ stress on rock mass boreability and TBM excavation process. The muck produced by each test step is collected and analyzed by the muck sieve test. The results show that in situ stress not only influences the rock mass boreability but also the rock fragmentation process under TBM cutters. If the in situ stress is high enough to cause the stress-induced failure at the tunnel face, it facilitates rock fragmentation by TBM cutters and the corresponding rock boreability index decreases. Otherwise, the in situ stress restrains rock fragmentation by TBM cutters and the rock mass boreablity index increases. Through comparison of the boreability index predicted by the Rock Mass Characteristics (RMC) prediction model with the boreability index calculated from the penetration test results, the influence degree of different in situ stresses for rock mass boreability is obtained.

Original languageEnglish
Pages (from-to)413-425
Number of pages13
JournalTunnelling and Underground Space Technology
Publication statusPublished - Jul 2014
Externally publishedYes


  • In situ stress
  • Rock mass boreability
  • TBM penetration test
  • TBM performance

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